SC Revokes Licence of Ong Kok Aun

10 October 2016| Kuala Lumpur

The Securities Commission Malaysia (SC) has revoked the Capital Market Services Representative’s Licence (CMSRL) of Ong Kok Aun (Ong) under section 72 read together with section 65 of the Capital Markets and Services Act 2007 (CMSA), effective 13 September 2016.

Ong was formerly attached with RHB Investment Bank Bhd.

Ong’s CMSRL was revoked as he was found to have engaged in improper business practices. As such, SC finds Ong no longer fit and proper to carry out regulated activities in the Malaysian capital market.

Ong has not filed any appeal against SC’s decision within the prescribed time as provided under the CMSA.

SECURITIES COMMISSION MALAYSIA

SC AFFILIATES

RELATED SITES

about the SC

The Securities Commission Malaysia (SC) was established on 1 March 1993 under the Securities Commission Act 1993 (SCA). We are a self-funded statutory body entrusted with the responsibility to regulate and develop the Malaysian capital market.

General Line: +603-6204 8000
General Email: [email protected]