Harani, 37, whose registration with the Federation of Investment Managers Malaysia (FIMM) has been revoked on 27 November 2020, was previously attached with Eastspring Investments Berhad as a unit trust consultant.
The SC is looking for Harani in relation to breaches under Section 354 of the Capital Markets and Services Act 2007 (CMSA), read together with Paragraph 3.3.7(a) and 3.1.12(d) of the FIMM’s Code of Ethics and Rules of Professional Conduct (Unit Trust Funds).
Members of the public with any information on Harani are encouraged to notify the SC by calling 03-6204 8000 / 012 381 2497 or email to
[email protected].
For more information, please visit the SC website at
www.sc.com.my/regulation/enforcement/have-you-seen-these-people.