Applications |
Total |
---|---|
Balance brought forward from Q4 2011 |
12 |
Add: Applications received in Q1 2012 |
19 |
Total applications |
31 |
Less: Applications Considered in Q1 2012 |
(22) |
Less: Applications Withdrawn in Q1 2012 |
(-) |
Balance carried forward to Q2 2012 |
9 |
Type of Applications |
Considered |
Withdrawn | Total | ||
---|---|---|---|---|---|
Approved |
Not Approved |
Returned |
|||
Initial Public Offering
|
1 |
– |
– |
– |
1 |
Reverse Take-Overs and Restructurings |
2 |
– |
– |
– |
2 |
Transfer from ACE Market to Main Market |
– |
– |
– |
– |
– |
Private Debt Securities |
16 |
– |
– |
– |
16 |
Others |
3 |
– |
– |
– |
3 |
TOTAL |
22 |
– |
– |
– |
22 |
Substantive Applications |
Within Time Charter(1) |
Exceed Time Charter(2) |
Total | |||
---|---|---|---|---|---|---|
No. |
% |
No. |
% |
No. | % | |
19 |
86 |
3 |
14 |
22 |
100 |
Type of Applications |
No. of Applications Approved/Lodged |
||
---|---|---|---|
Q1 2012 |
Q4 2011 |
Q1 2011 |
|
Initial Public Offerings
|
1 |
2 |
1 |
Reverse Take-Overs and Back-Door Listings |
2 |
3 |
– |
Transfers from ACE Market to Main Market |
– |
1 |
– |
Secondary Listing | 16(1) |
33(2) |
17(3) |
Others | 3 |
4 |
3 |
TOTAL |
22 |
43 |
21 |
Type |
Q1 2012 |
Q4 2011 |
Q1 2011 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size |
No. of issues |
Size |
No. of issues |
Size |
|
Conventional PDS |
8 |
10,412.08 |
13 |
6,544.79 |
9(1) |
5,918.29 |
Sukuk |
4 |
11,525.00 |
15 |
41,698.10 |
5 |
7,770.00 |
Combination(1) |
– |
– |
– |
– |
– |
– |
Total |
12 |
21,937.08 |
28 |
48,242.89 |
14 |
13,688.29 |
Type |
Q1 2012 |
Q4 2011 |
Q1 2011 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size |
No. of issues |
Size |
No. of issues |
Size |
|
Conventional PDS |
1 |
SGD2.0 billion |
1 |
IDR1.5 trillion |
– |
– |
Sukuk |
3 |
USD2.4 billion(2) |
7 |
USD200.0 million(3) |
1 |
USD500.0 million |
Combination |
– |
– |
– |
– |
– |
– |
Total |
1 |
SGD2.0 billion |
1 |
IDR1.5 trillion |
1 |
USD500.0 million |
3 |
USD2.4 billion |
7 |
USD200.0 million |
|
Q1 2012 |
Q4 2011 |
Q1 2011 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size |
No. of issues |
Size |
No. of issues |
Size |
|
Conventional PDS |
– |
– |
– |
– |
2 |
USD1.3 billion |
Sukuk |
– |
– |
– |
– |
– |
– |
Combination |
– |
– |
– |
– |
– |
– |
Total |
– |
– |
– |
– |
2 |
USD1.3 billion |
|
Number of Submissions Considered |
||
---|---|---|---|
Q1 2012 |
Q4 2011 |
Q1 2011^ |
|
Clearance of offer document |
7 |
3 |
6 |
Exemption from mandatory offer obligation |
5 |
6 |
5 |
Clearance of independent advice circular |
8 |
7 |
8 |
Others* |
9 |
13 |
6 |
Total |
29 |
29 |
25 |
|
Number of Applications Approved |
||
---|---|---|---|
Q1 |
Q4 |
Q1 |
|
Establishment of new funds |
14 |
33 |
16 |
Increase in fund size |
43 |
17 |
13 |
Exemption/variation from Guidelines(1) |
1 |
1 |
4 |
Other applications(2) |
20 |
9 |
13 |
Total | 78 |
60 |
46 |
New licence application |
Received |
Withdrawn |
Returned |
Considered |
Approved |
Rejected |
Pending |
Representative |
360 |
6 |
24 |
330 |
256 |
0 |
74 |
Corporation |
6 |
2 |
4 |
0 |
0 |
0 |
0 |
Individual |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Total |
366 |
8 |
28 |
330 |
256 |
0 |
74 |
New licence application |
|
|||||||
---|---|---|---|---|---|---|---|---|
Within time charter |
Exceeds time charter |
Subtotal |
Exception |
Total approved |
||||
Total |
% |
Total |
% |
Total |
% |
|||
Representative |
240 |
94.12 |
15 |
5.88 |
255 |
1 |
0.39 |
256 |
Corporation |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Individual |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Total |
240 |
94.12 |
15 |
5.88 |
255 |
1 |
0.39 |
256 |
Type |
Received |
Withdrawn |
Returned |
Considered |
Approved |
Rejected |
Pending |
---|---|---|---|---|---|---|---|
Representative |
247 |
6 |
13 |
228 |
174 |
– |
54 |
Corporation |
8 |
1 |
– |
7 |
– |
– |
7 |
Individual |
– |
– |
– |
– |
– |
– |
– |
Total | 255 |
7 |
13 |
235 |
174 |
– |
61 |
New licence application | Within time charter | Exceeds time charter | Subtotal | Exception | Total approved | |||
---|---|---|---|---|---|---|---|---|
Total |
% |
Total |
% |
Total |
% |
|||
Representative |
173 |
99.43 |
1(3) |
0.57 |
174 |
– |
– |
174 |
Corporation |
– |
– |
– |
– |
– |
– |
– |
– |
Individual |
– |
– |
– |
– |
– |
– |
– |
0 |
Total |
173 |
99.43 |
1 |
0.57 |
174 |
– |
– |
174 |