Applications |
Equities |
Corporate Bonds and Sukuk |
Total |
---|---|---|---|
Balance brought forward from Q1 2022 |
8 |
- |
8 |
Add: Applications received in Q2 2022 |
6 |
15 |
21 |
Total applications |
14 |
15 |
29 |
Less: Applications considered/lodged in Q2 2022 |
(5) |
(15) |
(20) |
Less: Applications withdrawn in Q2 2022 |
- |
- |
- |
Balance carried forward to Q3 2022 |
9 |
- |
9 |
Type of Applications |
Considered |
Withdrawn | Lodged | Total | ||
---|---|---|---|---|---|---|
Approved |
Not Approved |
Returned |
||||
IPO – Main Market |
1 |
2 |
- |
- |
- |
3 |
Acquisition, reverse take-overs and back- door listings |
- |
- |
- |
- |
- |
- |
Transfer from ACE Market to Main Market |
2 |
- |
- |
- |
- |
2 |
Corporate bonds and sukuk |
1 |
- |
- |
- |
14 |
15 |
TOTAL |
4 |
4 |
- |
- |
14 |
20 |
Total Substantive Applications Considered |
Within Time Charter* |
Exceed Time Charter |
||
---|---|---|---|---|
No. of queries issued |
% |
No. of queries issued |
% |
|
5 |
5 |
100 |
- |
- |
Type of Applications |
No. of Applications Approved/Lodged |
||
---|---|---|---|
Q2 2022 |
Q1 2022 |
Q2 2021 |
|
IPO – Main Market |
1 |
- |
3 |
Acquisition, reverse take-overs and back-door listings |
- |
- |
- |
Transfers from ACE Market to Main Market |
2 |
1 |
- |
Corporate bonds and sukuk |
15 |
13 |
20 |
TOTAL |
18 |
14 |
23 |
Type of Applications |
Q2 2022 |
Q1 2022 |
Q2 2021 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size |
No. of issues |
Size |
No. of issues |
Size |
|
Conventional bonds |
4 |
8,862.79 |
3 |
1,030.00 |
7 |
8,962.02 |
Sukuk |
10 |
29,246.00 |
9 |
24,149.00 |
12 |
39,300.00 |
Combination(1) |
- |
- |
- |
- |
- |
- |
Total |
14 |
38,108.79 |
12 |
25,179.00 |
19 |
48,262.02 |
Type of Applications |
Q2 2022 |
Q1 2022 |
Q2 2021 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size |
No. of issues |
Size |
No. of issues |
Size |
|
Conventional bonds |
- |
- |
1 |
3,000.00 |
- |
- |
Sukuk |
1 |
35,000.00 |
- |
- |
1 |
25,000.00 |
Combination(1) |
- |
- |
- |
- |
- |
- |
Total |
1 |
35,000.00 |
1 |
3,000.00 |
1 |
25,000.00 |
Type of Applications |
Q1 2022 |
Q4 2021 |
Q1 2021 |
|||
---|---|---|---|---|---|---|
No. of issues |
Size (JPY mil) |
No. of issues |
Size (JPY mil) |
No. of issues |
Size (JPY mil) |
|
Conventional bonds |
- |
- |
- |
- |
- |
- |
Sukuk |
- |
- |
- |
- |
- |
- |
Combination(1) |
- |
- |
- |
- |
- |
- |
Total |
- |
- |
- |
- |
- |
- |
Type |
Number of Submissions Considered |
||
---|---|---|---|
Q2 2022 |
Q1 2022 |
Q2 2021 |
|
Clearance of offer/scheme documents1 |
2 |
4 |
3 |
|
2 |
2 2 |
3 0 |
Total offer/scheme value | RM0.11b |
RM0.24b | RM0.84b |
Clearance of independent advice circulars |
3 |
4 | 5 |
|
1* |
4 0 |
3 2 |
Clearance of circulars for whitewash exemptions | 1# | - | - |
Applications for exemption from mandatory offer obligation |
3 | 4 | 2 |
|
0 |
2 2 |
2 0 |
Other applications2 |
6 | 7 | 5 |
TOTAL APPLICATIONS CONSIDERED |
15 | 19 | 15 |
Type |
Number of Applications Approved |
||
---|---|---|---|
Q2 2022 |
Q1 2022 |
Q2 2021 |
|
Establishment of new collective investment schemes |
8 |
9 |
15 |
Establishment of retirement funds |
0 |
3 |
0 |
Recognition of foreign ASEAN CIS |
0 |
0 |
0 |
Exemption/variation from Guidelines(1) |
1 |
0 |
9 |
Other applications |
52 |
13 |
2 |
Total |
25 |
25 |
26 |
New licence application | Brought forward from Q1 2022 |
Received |
Withdrawn |
Returned |
Considered / Pending Consideration |
Approved |
Rejected |
Pending |
---|---|---|---|---|---|---|---|---|
Representative |
51 |
299 |
- |
9 |
341 |
293 |
1 |
47 |
Corporation |
11 |
2 |
- |
- |
13 |
2 |
- |
11 |
Individual |
- |
- |
- |
- |
- |
- |
- |
- |
TOTAL |
62 |
301 |
- |
9 |
354 |
295 |
1 |
58 |
New licence application | Within time charter |
Exceeds time charter |
Subtotal |
Exception1 |
Total approved |
||
---|---|---|---|---|---|---|---|
Total |
% |
Total |
% |
Total |
|||
Representative |
290 |
100 |
- |
- |
290 |
3 |
293 |
Corporation |
2 |
100 |
- |
- |
2 |
- |
2 |
Individual |
- |
- |
- |
- |
- |
- |
- |
TOTAL |
292 |
100 |
- |
- |
292 |
3 |
295 |