Reports |
Frequency | Grace Period | Reporting Manual | Entry Point | |
|---|---|---|---|---|---|
| 1. | Monthly CFD Report |
M |
25 business days |
scm-bro01mcfd_2018-03-31_full_entry_point.xsd |
|
| 2. | Monthly Broker Report |
M |
14 business days |
scm-bro02msnd_2018-03-31_full_entry_point.xsd |
|
| 3. | Monthly Securities Broker Report |
M |
14 business days |
scm-bro03msec_2018-03-31_full_entry_point.xsd |
|
| 4. | Monthly Derivatives Broker Report |
M |
25 business days |
scm-bro04mder_2018-03-31_full_entry_point.xsd |
|
| 5. | Monthly eTrader Report |
M |
25 business days |
scm-bro05metr_2018-03-31_full_entry_point.xsd |
|
| 6. | Monthly Investment Details Report | M | 14 business days | scm-bro21msec_2020-03-31_full_entry_point.xsd | |
7. |
Quarterly Broker Report |
Q |
25 business days |
scm-bro06qsnd_2018-03-31_full_entry_point.xsd |
|
8. |
Quarterly Derivatives Broker Report |
Q |
25 business days |
scm-bro08qder_2018-03-31_full_entry_point.xsd |
|
9. |
Quarterly eTrader Broker Report |
Q |
25 business days |
scm-bro09qetr_2018-03-31_full_entry_point.xsd |
|
10. |
Half-Yearly Broker Report |
H |
25 business days |
scm-bro10hsnd_2018-03-31_full_entry_point.xsd |
|
11. |
Half-Yearly Securities Broker Report |
H |
25 business days |
scm-bro11hsec_2018-03-31_full_entry_point.xsd |
|
12. |
Half-Yearly Derivatives Broker Report |
H |
25 business days |
scm-bro12hder_2018-03-31_full_entry_point.xsd |
|
13. |
Half Yearly Financial Report |
H |
25 business days |
scm-bro17hfin_2018-03-31_full_entry_point.xsd |
|
14. |
Broker Employee Report |
H |
25 business days |
scm-bro18hepr_2018-03-31_full_entry_point.xsd |
|
15. |
Customer and Business Profile |
A |
25 business days |
scm-bro14hacbr_2018-03-31_full_entry_point.xsd |
|
16. |
Corporate Profile |
A |
25 business days |
scm-bro15acrp_2018-03-31_full_entry_point.xsd |
|
17. |
Business Plan |
A |
25 business days |
scm-bro19abiz_2018-03-31_full_entry_point.xsd |
|
| 18. | Annual Audited Accounts |
A |
90 days after FYE |
scm-bro16aaaa_2018-03-31_full_entry_point.xsd |
|
| 19. | Half-yearly eTrader Report | H | 25 business days | scm-bro13hetr_2018-03-31_full_entry_point.xsd | |
