Cases Compounded In 1999
No. Nature of Offence Offender(s) Facts of Case Date Charged

1.

WK Securities Sdn Bhd

Section 20A SIA

14 January 1999

SC compounded the offence committed by WK Securities Sdn Bhd for RM30,000

2.

Choo Chien Yow

Section 22 SIA

28 January 1999

SC compounded the offence committed by Choo Chien Yow for RM30,000

3.

Smith Zain Securities Sdn Bhd

Section 13 read together with section 122C SIA

9 February 1999

SC compounded the offence committed by Smith Zain Securities Sdn Bhf for RM100,000.

4.

Tan Eng Leong

Section 13 SIA

11 February 1999

SC compounded the offence committed by Tan Eng Leong for RM25,000.

5.

Zulkhairi b Zali @ Mat Tahir

Section 21(2) SIA

11 February 1999

SC compounded the offence committed by Zulkhairi b Zali @ Mat Tahir RM25,000.

6.

Low Mai

Section 22 SIA

15 February 1999

SC compounded the offence committed by Low Mai for RM30,000.

7.

Santandar Research

Section 18 SIA

15 February 1999

SC compounded the offence committed by Santander Research for RM10,000.

8.

Prime Partners Sdn Bhd

Section 18(2) SIA

26 May 1999

SC compounded the offence committed by Prime Partners Sdn Bhd for RM RM20,000.

9.

Amanah SSCM Asset Management Sdn Bhd

Section 18(2) SIA

25 June 1999

SC compounded the offence committed by Amanah SSCM Asset Management Sdn Bhd for RM10,000.

10.

Phang Kwong Liang

Section 13 SIA

28 June 1999

SC compounded the offence committed by Phang Kwong Liang for RM25,000.

11.

Phang Chow Hun

Section 21(2) SIA

 

SC compounded the offence committed by Phang Chow Hun for RM25,000.

12.

SG Research (M) Sdn Bhd

Section 18(2) SIA

6 October 1999

SC compounded the offence committed by SG Research (M) Sdn Bhd for RM20,000.

13.

Towry Law Asset Management Sdn Bhd

Section 18(2) SIA

6 October 1999

SC compounded the offence committed by Towry Law Asset Management Sdn Bhd for RM20,000.

14.

Picamas Sdn Bhd

Section 18(2) SIA

16 December 1999

SC compounded the offence committed by Picamas Sdn Bhd for RM20,000.

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