| No. | Nature of Offence | Offender(s) | Facts of Case | Date Charged |
|---|---|---|---|---|
1. |
WK Securities Sdn Bhd |
Section 20A SIA |
14 January 1999 |
SC compounded the offence committed by WK Securities Sdn Bhd for RM30,000 |
| 2. | Choo Chien Yow |
Section 22 SIA |
28 January 1999 |
SC compounded the offence committed by Choo Chien Yow for RM30,000 |
| 3. | Smith Zain Securities Sdn Bhd |
Section 13 read together with section 122C SIA |
9 February 1999 |
SC compounded the offence committed by Smith Zain Securities Sdn Bhf for RM100,000. |
| 4. | Tan Eng Leong |
Section 13 SIA |
11 February 1999 |
SC compounded the offence committed by Tan Eng Leong for RM25,000. |
| 5. | Zulkhairi b Zali @ Mat Tahir |
Section 21(2) SIA |
11 February 1999 |
SC compounded the offence committed by Zulkhairi b Zali @ Mat Tahir RM25,000. |
| 6. | Low Mai |
Section 22 SIA |
15 February 1999 |
SC compounded the offence committed by Low Mai for RM30,000. |
| 7. | Santandar Research |
Section 18 SIA |
15 February 1999 |
SC compounded the offence committed by Santander Research for RM10,000. |
| 8. | Prime Partners Sdn Bhd |
Section 18(2) SIA |
26 May 1999 |
SC compounded the offence committed by Prime Partners Sdn Bhd for RM RM20,000. |
| 9. | Amanah SSCM Asset Management Sdn Bhd |
Section 18(2) SIA |
25 June 1999 |
SC compounded the offence committed by Amanah SSCM Asset Management Sdn Bhd for RM10,000. |
| 10. | Phang Kwong Liang |
Section 13 SIA |
28 June 1999 |
SC compounded the offence committed by Phang Kwong Liang for RM25,000. |
| 11. | Phang Chow Hun |
Section 21(2) SIA |
|
SC compounded the offence committed by Phang Chow Hun for RM25,000. |
| 12. | SG Research (M) Sdn Bhd |
Section 18(2) SIA |
6 October 1999 |
SC compounded the offence committed by SG Research (M) Sdn Bhd for RM20,000. |
| 13. | Towry Law Asset Management Sdn Bhd |
Section 18(2) SIA |
6 October 1999 |
SC compounded the offence committed by Towry Law Asset Management Sdn Bhd for RM20,000. |
| 14. | Picamas Sdn Bhd |
Section 18(2) SIA |
16 December 1999 |
SC compounded the offence committed by Picamas Sdn Bhd for RM20,000. |
