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REGULATION
Guidelines
Anti-Money Laundering, Counter Terrorism Financing and Counter Proliferation Financing
Anti-Money Laundering & Counter Terrorism Financing
Guidelines on Prevention of Money Laundering and Terrorism Financing for Reporting Institutions in the Capital Market (pdf)
(previously known as Guidelines on Prevention of Money Laundering and Terrorism Financing for Capital Market Intermediaries)
(Date Issued : 15 January 2014)
(Revised : 26 April 2021)
Summary of Amendments and Introduction of New Obligation to the Guidelines on Prevention of Money Laundering and Terrorism Financing for Reporting Institutions in the Capital Market (pdf)
(Revised: 26 April 2021)
Frequently-Asked-Questions on the Removal of Exemptions to obtain documents and information from Government-Linked Companies (GLCs) and State-Owned Enterprises (SOEs) (pdf)
(Date Issued: 13 July 2021)
Counter Proliferation Financing
Guidelines on Implementation of Targeted Financial Sanctions Relating to Proliferation Financing For Capital Market Intermediaries (pdf)
(Date issued: 6 April 2018)
Quick Guide on Guidelines on Implementation of Targeted Financial Sanctions Relating to Proliferation Financing for Capital Market Intermediaries (pdf)
(Date issued: 29 October 2019)
Targeted Financial Sanctions Relating to the Financing of Proliferation of Weapons of Mass Destruction (WMD)
Guidance
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Obligations of Reporting Institutions in Countering Terrorism Financing
High-Risk and Non-Cooperative Jurisdictions
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Archive Of Superseded Guidelines – Anti-Money Laundering, Anti-Terrorism Financing and Targeted Financial Sanctions-Proliferation Financing
Guidelines on Prevention of Money Laundering and Terrorism Financing for Capital Market Intermediaries (pdf)
(Date Issued: 15 January 2014)
(Revised: 7 December 2016)
Summary of Amendments and Introduction of New Obligations to the Guidelines on Prevention of Money Laundering and Terrorism Financing for Capital Market Intermediaries (pdf)
(Revised: 7 December 2016)
Guidelines on Prevention of Money Laundering and Terrorism Financing for Capital Market Intermediaries (pdf)
(Date Issued: 31 March 2004)
(Updated: 1 August 2012)
Guidelines on Prevention of Money Laundering and Terrorism Financing for Capital Market Intermediaries (pdf)
(Date Issued: 31 March 2004)
(Revised Edition: 11 January 2007)
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