Anti-Money Laundering, Counter Terrorism Financing and Counter Proliferation Financing - Guidelines | Securities Commission Malaysia

Anti-Money Laundering, Counter Terrorism Financing and Counter Proliferation Financing

Anti-Money Laundering, Countering Terrorism Financing & Counter Proliferation Financing

Guidelines on Prevention of Money Laundering, Countering Financing of Terrorism, Countering Proliferation Financing and Targeted Financial Sanctions for Reporting Institutions in the Capital Market (pdf)
(Date Issued: 15 January 2014)
(Revised: 13 June 2024)

Summary of Amendments (pdf)
(Date Issued: 13 June 2024)
Frequently-Asked-Questions on the Removal of Exemptions to obtain documents and information from Government-Linked Companies (GLCs) and State-Owned Enterprises (SOEs)
(Date Issued: 13 July 2021)

Targeted Financial Sanctions Relating to the Financing of Proliferation of Weapons of Mass Destruction (WMD)
(Revised: 3 September 2024)
Quick Guide on Implementation of Targeted Financial Sanctions Relating to Proliferation Financing for Reporting Institutions in the Capital Market
(Revised: 3 September 2024)
Quick Guide on Implementation of Targeted Financial Sanctions Relating to Terrorism Financing for Reporting Institutions in the Capital Market
(Date Issued: 6 September 2024)

Archive of Superseded Guidelines and Other Publications

No	Document Name	Issuance/ Revision Date	Related Document
1.	Quick Guide on Guidelines on Implementation of Targeted Financial Sanctions Relating to Proliferation Financing for Capital Market Intermediaries	Issued: 29 October 2019	N/A
2.	Guidelines on Prevention of Money Laundering and Terrorism Financing for Reporting Institutions in the Capital Market	Issued: 15 January 2014 Revised: 26 April 2021	Summary Amendment
3.	Guidelines on Prevention of Money Laundering and Terrorism Financing for Capital Market Intermediaries	Issued: 15 January 2014 Revised: 7 December 2016	Summary Amendment
4.	Guidelines on Prevention of Money Laundering and Terrorism Financing for Capital Market Intermediaries	Issued: 31 March 2004 Revised: 1 August 2012	N/A
5.	Guidelines on Prevention of Money Laundering and Terrorism Financing for Capital Market Intermediaries	Issued: 31 March 2004 Revised: 11 January 2007	N/A

Counter Proliferation Financing
Archive of Superseded Guidelines

Guidelines on Implementation of Targeted Financial Sanctions Relating to Proliferation Financing For Capital Market Intermediaries
(Date issued: 6 April 2018)
Guidance
National Risk Assessment 2020 Executive Summary
National Risk Assessment 2017
National Risk Assessment 2013
Proliferation Financing Risk Assessment 2021
Red Flag Indicators for Capital Market Intermediaries
Obligations on Reporting Institutions Undertaking Private Placement Activities
Thematic Review on Legal Arrangements 2023
STR Forms Source of Information
Frequently Asked Questions
Obligations of Reporting Institutions in Countering Terrorism Financing
High-Risk and Non-Cooperative Jurisdictions
FATF 2012 Recommendations

SC AFFILIATES

RELATED SITES

about the SC

The Securities Commission Malaysia (SC) was established on 1 March 1993 under the Securities Commission Act 1993 (SCA). We are a self-funded statutory body entrusted with the responsibility to regulate and develop the Malaysian capital market.

General Line: +603-6204 8000
General Email: [email protected]

© Copyright Securities Commission Malaysia. Contact Us | Disclaimer | The site is best viewed using Microsoft Edge and Google Chrome with minimum resolution of 1280x1024

Ooops!

Generic Popup