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REGULATION
Guidelines
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Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Revised: 14 May 2019)
Client Asset Report For Fund Management Companies
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(Date Issued: 15 March 2005)
(Updated/Effective: 25 April 2014)
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(Date Issued: 3 December 2007)
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(Revised Edition: 1 July 2000)
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Archive Of Superseded Guidelines – Private Debt Securities
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Revised Edition: 17 December 2018)
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Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Revised Edition: 5 January 2018)
Summary of Amendments (pdf)
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Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Revised Edition: 9 May 2017)
Summary of Amendments (pdf)
Frequently-Asked-Questions (pdf)
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Updated/Effective: 25 April 2014)
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