covid-19
LODGE A COMPLAINT
CONTACT US
[email protected]
audit oversight board
REGULATION
Acts
Capital Markets and Services Act 2007
Securities Commission Malaysia Act 1993
Securities Industry (Central Depositories) Act 1991
Demutualisation (Kuala Lumpur Stock Exchange) Act 2003 (pdf)
Securities Industry Act 1983
Futures Industry Act 1993
Guidelines
Guidance Notes and Guiding Principles
Technical Notes, Practice Notes and Circulars
Regulatory FAQs
Consultation Papers
Licensing
Corporate Governance
Enforcement
DEVELOPMENT
Islamic Capital Market
Digital
International
Sustainable and Responsible Investment
INVESTOR EMPOWERMENT
InvestSmart
Lodge a Complaint
Capital Market Service Related Complaints
Complaints on SC Employee
Investor Alert List
ANALYTICS
Bonds & Sukuk Market
Derivatives
ECF/P2P
Enforcement
Equities
Fund Management & Products
Islamic Capital Market
Structured Products
Common Reporting Platform (XBRL)
RESOURCES
Media Releases and Announcements
Multimedia
Videos
InvestSmart Series 2017
Edumercials for Investor Affairs
Investor Education Radio Series On BFM 89.9
Edumercials for SRI
Speeches
Publications and Research
Take-overs Related Publications & Announcements
Prospectus Exposure
Funds (Expedited Authorisation)
Procurement Notice
Licensed and Registered Persons
ABOUT
About the SC
Board Members
Senior Management
Management Directory
Organisation Structure
Client Charter
Statement of SC’s Principles and Standards
Careers
Apply Now
Student Open Day
Contact Us
EN
NEED SOMETHING?
ASK ALISS.
Type your keywords here
BM
REGULATION
Guidelines
Fund Management
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Revised: 5 July 2021)
Summary of Amendments to the Guidelines on Compliance Function for Fund Management Companies (pdf)
(Revised: 5 July 2021)
Frequently-Asked Questions on the Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date of Revision: 5 July 2021)
Client Asset Report For Fund Management Companies
Frequently Asked Questions
Outsourcing for Capital Market Intermediaries
Frequently Asked Questions
Notification on Outsourcing for Capital Market Intermediaries (MS Word)
Guidelines on Islamic Fund Management (pdf)
(Date Issued: 3 December 2007)
(Revised: 18 May 2020)
Summary of Key Amendments Issued on 18 May 2020 (pdf)
(Issued: 18 May 2020)
Frequently Asked Questions (pdf)
(Issued: 18 May 2020)
Documents to be Submitted for Certification of Islamic Fund Management in Respect of Tax Exemption for the Islamic Fund Management Industry (MS Word)
(Issued: 18 May 2020)
Archive Of Superseded Guidelines – Fund Management
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Revised: 4 May 2020)
Summary of Amendments made to the Revised Guidelines on Compliance Function for Fund Management Companies (pdf)
(Issued: 4 May 2020)
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Updated/Effective: 25 April 2014)
Frequently-Asked Questions
Guidelines on Islamic Fund Management (pdf)
(Date Issued: 3 December 2007)
Annual Certification for Tax Incentive for the Islamic Fund Management Industry
Application Form for Certification for Tax Incentive For the Islamic Fund Management Industry (pdf)
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Revised: 14 May 2019)
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Revised Edition: 17 December 2018)
Summary of Amendments (pdf)
Frequently-Asked-Questions (pdf)
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Revised Edition: 5 January 2018)
Summary of Amendments (pdf)
Frequently-Asked-Questions (pdf)
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Revised Edition: 9 May 2017)
Summary of Amendments (pdf)
Frequently-Asked-Questions (pdf)
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Updated/Effective: 25 April 2014)
Frequently-Asked Questions
GET IN TOUCH
General Line: +603-6204 8000
QUESTION? ASK SC
related sites
© Copyright Securities Commission Malaysia |
Contact Us
|
Disclaimer
| The site is best viewed using Internet Explorer 11 and Google Chrome with mimimum resolution of 1280x1024
Ooops!
Generic Popup
