LODGE A COMPLAINT
CONTACT US
[email protected]
audit oversight board
REGULATION
Acts
Capital Markets and Services Act 2007
Securities Commission Malaysia Act 1993
Securities Industry (Central Depositories) Act 1991
Demutualisation (Kuala Lumpur Stock Exchange) Act 2003 (pdf)
Securities Industry Act 1983
Futures Industry Act 1993
Guiding Principles
Guidelines
Technical Notes
Regulatory FAQs
Consultation Papers
Licensing
Corporate Governance
Remuneration Survey of Directors and Employees of Listed Issuers
Enforcement
DEVELOPMENT
Islamic Capital Market
Digital
International
INVESTOR EMPOWERMENT
InvestSmart
Lodge a Complaint
Capital Market Service Related Complaints
Complaints on SC Employee
List of Unauthorised Websites/Investment Products/Companies/Individuals
ANALYTICS
Bonds & Sukuk Market
Derivatives
ECF/P2P
Enforcement
Equities
Fund Management & Products
Islamic Capital Market
Structured Products
Common Reporting Platform (XBRL)
NEWS
Media Releases and Announcements
Multimedia
Videos
InvestSmart Series 2017
Edumercials for Investor Affairs
Investor Education Radio Series On BFM 89.9
Speeches
Publications and Research
Take-overs Related Publications & Announcements
Prospectus Exposure
Funds (Expedited Authorisation)
Procurement Notice
ABOUT
About the SC
Board Members
Senior Management
Management Directory
Organisation Structure
Client Charter
Careers
Apply Now
Student Open Day
Contact Us
NEED SOMETHING?
ASK ALISS.
Type your keywords here
REGULATION
Guidelines
Fund Management
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Revised: 14 May 2019)
Client Asset Report For Fund Management Companies
Frequently Asked Questions
Outsourcing for Capital Market Intermediaries
Frequently Asked Questions
Notification on Outsourcing for Capital Market Intermediaries (MS Word)
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Updated/Effective: 25 April 2014)
Frequently-Asked Questions
Guidelines on Islamic Fund Management (pdf)
(Date Issued: 3 December 2007)
Guidelines On the Establishment Of Foreign Fund Management Companies (pdf)
(Revised Edition: 1 July 2000)
Annual Certification for Tax Incentive for the Islamic Fund Management Industry
Application Form for Certification for Tax Incentive For the Islamic Fund Management Industry (pdf)
Archive Of Superseded Guidelines – Private Debt Securities
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Revised Edition: 17 December 2018)
Summary of Amendments (pdf)
Frequently-Asked-Questions (pdf)
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Revised Edition: 5 January 2018)
Summary of Amendments (pdf)
Frequently-Asked-Questions (pdf)
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Revised Edition: 9 May 2017)
Summary of Amendments (pdf)
Frequently-Asked-Questions (pdf)
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Updated/Effective: 25 April 2014)
Frequently-Asked Questions
GET IN TOUCH
HOTLINE: +603-6204 8000
QUESTION? ASK SC
related sites
© Copyright Securities Commission Malaysia |
Contact Us
|
Disclaimer
| The site is best viewed using Internet Explorer 11 and Google Chrome with mimimum resolution of 1280x1024
Ooops!
Generic Popup
