Fund Management - Guidelines | Securities Commission Malaysia

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Fund Management

Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Revised: 28 November 2022)

Summary of Amendments (pdf)
(Revised: 28 November 2022)
Frequently-Asked Questions on the Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date of Revision: 21 December 2021)

Client Asset Report For Fund Management Companies

Frequently Asked Questions

Outsourcing for Capital Market Intermediaries

Archive Of Superseded Guidelines – Fund Management
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Revised: 21 December 2021)
(Effective: 1 March 2022)
Summary of Amendments (pdf)
(Revised: 21 December 2021)
Frequently-Asked Questions on the Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date of Revision: 21 December 2021)
Guidelines on Islamic Fund Management (pdf)
(Date Issued: 3 December 2007)
(Revised: 22 September 2021)
Summary of Key Amendments(pdf)
(Issued: 22 September 2021)
Frequently Asked Questions (pdf)
(Issued: 22 September 2021)
Documents to be Submitted for Certification of Islamic Fund Management in Respect of Tax Exemption for the Islamic Fund Management Industry (MS Word)
(Issued: 22 September 2021)
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Revised: 5 July 2021)
(Applicable until: 28 February 2022)
Summary of Amendments to the Guidelines on Compliance Function for Fund Management Companies (pdf)
(Revised: 5 July 2021)
Frequently-Asked Questions on the Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date of Revision: 5 July 2021)
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Revised: 4 May 2020)
Summary of Amendments made to the Revised Guidelines on Compliance Function for Fund Management Companies (pdf)
(Issued: 4 May 2020)
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Updated/Effective: 25 April 2014)
Frequently-Asked Questions
Guidelines on Islamic Fund Management (pdf)
(Date Issued: 3 December 2007)
(Revised: 18 May 2020)
Summary of Key Amendments Issued on 18 May 2020 (pdf)
(Issued: 18 May 2020)
Frequently Asked Questions (pdf)
(Issued: 18 May 2020)
Guidelines on Islamic Fund Management (pdf)
(Date Issued: 3 December 2007)
Annual Certification for Tax Incentive for the Islamic Fund Management Industry
Application Form for Certification for Tax Incentive For the Islamic Fund Management Industry (pdf)
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Revised: 14 May 2019)
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Revised Edition: 17 December 2018)
Summary of Amendments (pdf)
Frequently-Asked-Questions (pdf)
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Revised Edition: 5 January 2018)
Summary of Amendments (pdf)
Frequently-Asked-Questions (pdf)
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Revised Edition: 9 May 2017)
Summary of Amendments (pdf)
Frequently-Asked-Questions (pdf)
Guidelines on Compliance Function for Fund Management Companies (pdf)
(Date Issued: 15 March 2005)
(Updated/Effective: 25 April 2014)
Frequently-Asked Questions

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The Securities Commission Malaysia (SC) was established on 1 March 1993 under the Securities Commission Act 1993 (SCA). We are a self-funded statutory body entrusted with the responsibility to regulate and develop the Malaysian capital market.

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