The Securities Commission Malaysia (SC) charged Mohd Arif Fadzlee bin Mohd Arifin (Arif), a former bank analyst and business owner, yesterday with two offences relating to unlicensed capital market activities and the misuse of the ‘unit trust consultant’ title.
The Securities Commission Malaysia (SC) today warns the public against investing in or dealing with Hap2py, an unauthorised peer-to-peer (P2P) financing platform in Malaysia.
The Securities Commission Malaysia (SC) opened a three-day annual InvestSmart® Fest 2023 today with a series of activities promoting investor education and protection.
The Securities Commission Malaysia (SC) today charged Muhamad Fadzli Jamaludin (Fadzli), a former director of Kyaputen Sdn Bhd, for three offences related to unlicensed capital market activities.
The Securities Commission Malaysia (SC) warns the public, specifically investors, about certain entities/companies’ unauthorised use of the SC’s name and logo in promotional materials for their investment products.
The Securities Commission Malaysia (SC) held a number of events in Penang this week as part of its efforts to increase investor education in the northern region as well as raise awareness on capital market financing opportunities.
The Securities Commission Malaysia (SC) has taken action against Huobi Global Limited, and its Chief Executive Officer Leon Li for operating a digital asset exchange (DAX) in Malaysia without registration.
The Kuala Lumpur Sessions Court today convicted two former officers of Jalatama Management Sdn Bhd (Jalatama) for carrying out a business of dealing in derivatives, a regulated capital market activity, without a licence. The offences were committed during the period between July 2011 to September 2013.
The Johor Bahru Sessions Court today convicted Uzir bin Abd Samad, a former director of UAS Bistari Management Sdn Bhd, with three offences relating to unlicensed fund management activities and wrongfully holding himself out as a licensed person.
The Securities Commission Malaysia (SC) charged four individuals, who are also married couples, on 10 and 11 November 2022 with money laundering of more than RM7.2 million involving unlawful proceeds from unlicensed investment advice activities.
The Securities Commission Malaysia (SC) will be holding a three-day investor education fair on 14-16 October 2022 to boost financial literacy and help the public protect themselves from investment scammers.
The Securities Commission Malaysia (SC) today disclosed the findings of its investigation into 10 clone firm scams, to arm investors with greater awareness on the modus operandi of these scams in order to spot and avoid them.
The Securities Commission Malaysia (SC) today cautioned the public on the sharp increase of investment scams promoted on messaging application Telegram.
The Securities Commission Malaysia (SC) today announced enforcement actions against Binance for illegally operating a Digital Asset Exchange (DAX). Under Sections 7(1) and 34(1) of the Capital Markets and Services Act 2007, all DAX operators must be registered as Recognized Market Operators (RMO) by the SC.
The Securities Commission Malaysia (SC) has reprimanded Remitano for operating a digital asset exchange (DAX) in Malaysia without authorisation from the SC. The entity has also being included on the SC’s Investor Alert list.
The Securities Commission Malaysia (SC) is investigating a syndicate suspected of running five unlicensed investment schemes, including two clone firm schemes, that had duped hundreds of investors of over RM7 million into unlicensed investment activities.
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