Register of Recognised Principal Advisers for 2026

The Securities Commission Malaysia (“SC”) is currently undertaking a review of the Recognised Principal Adviser regime as part of the SC’s continuous efforts to promote the quality of due diligence in corporate proposals submitted to the SC and the governance standards of industry gatekeepers. This is done with the objective of maintaining the integrity of the capital markets and protecting investors’ interests.

As such, pending the outcome of the review the SC is not able to consider any applications for admission of new Recognised Principal Advisers. Applications submitted to the SC which are still outstanding will be returned.

The SC wishes to remind the existing Recognised Principal Advisers that they must adhere to applicable provisions of the Capital Markets and Services Act 2007 as well as relevant guidelines, notices or practice notes issued or administered by the SC. Their status as Recognised Principal Advisers at this point in time is not affected.

No.	Principal Advisers	Qualified Person
1.	Affin Hwang Investment Bank Berhad (Date of admission: 1 January 2021)	1. Johan bin Hashim
		2. Kenny Yong Ka Onn
		3. Choy Yin Seong Stella
		4. Chin Yin Pui
		5. Lee Bee Jean
		6. Gan Ming Siew
		7. Lee Xin Kei
2.	Alliance Islamic Bank Berhad (Date of admission: 1 April 2022)	1. Tee Kok Wah
		2. Lau Teng Hua
		3. Raihana Souket
		4. Wong Kok Hong
3.	AmInvestment Bank Berhad (Date of admission: 1 January 2021)	1. Lam Chi-Wye, Jason
		2. Lee Chuk Hoe
		3. Stanley Lee Ye Chien @ Lee Chin Chien
		4. Kuan Sook Cheng
		5. Lim Siow Chwee, Charlotte
		6. Enelli Abdul Kadir
		7. Teoh Teng Hien
4.	Berjaya Securities Sdn Bhd (Date of re-admission: 1 November 2023)	1. Anuar Bin Omar
		2. Pua Kin Joh
		3. Foo Chun Keong
		4. Wong Ken Ming
5.	CGS International Securities Malaysia Sdn Bhd (Date of admission: 24 July 2024)	1. Andrew Chou Wei Yew
		2. Saliny Kamarudin
		3. Tan Ai Peng
6.	CIMB Investment Bank Berhad (Date of admission: 1 January 2021)	1. Alea Leong Sook Ching
		2. Perry Lye Yip Heng
		3. Chia Hong Ping
		4. Sandra Giam Phaik Ping
		5. Wang Ken-Ree
		6. Tan Pei Ling
		7. Chan Suet Yee
7.	Hong Leong Investment Bank Berhad (Date of admission: 1 January 2021)	1. Phang Siew Loong
		2. Shim Choon Lim
		3. Lee Pui Yun
		4. Edmond Lim Gin Sheng
8.	KAF Investment Bank Berhad (Date of admission: 1 January 2021)	1. Yap Chin Fatt
		2. Hon Kim Teng
		3. Ahmad Fazlee Aziz
		4. Azmi Hariss Ibrahim
		5. Cik Zanzilah Khalid
		6. Haironiza Haron
		7. Wendy Oh Zi Theng
9.	Kenanga Investment Bank Berhad (Date of admission: 1 January 2021)	1. Alvin Ooi Yet Ming
		2. Choy Ren Jiun
		3. Sayed Mazawir Bin Syed Mohamad Mustar
		4. Lau Jun-Zhe
10.	Malacca Securities Sdn Bhd (Date of admission: 1 July 2021)	1. Chan Kai Lok
		2. Kenneth Ong Tsu Wei
		3. Law Kim Fatt
		4. Leong Siew Yean
		5. Tan Sin Jiang
		6. Yap Siew Thee
11.	M&A Securities Sdn Bhd (Date of admission: 1 January 2021)	1. Ting Hua Tai
		2. Ho Seow Leng
		3. Wong Weng Leong
		4. Lee Yoke Wah
		5. Chong Hsu-Yeung
		6. Lim Yin Jean
		7. Choo Boon Han
		8. Halysha Nur Binti Hashimuddin
		9. Tham Au Chen
12.	Maybank Investment Bank Berhad (Date of admission: 1 January 2021)	1. Hidayah Binti Hassan
		2. Lin Shueh Fen
		3. Suren Raj Nadarajah
		4. Lim Wui Hoong
		5. Hood Bin Abdul Aziz
		6. Cheah Eu Jin
		7. Chung Lai Wan
		8. Lim Thee Phoi
		9. Schani Anthony Koh Chin Kiat
		10. Chin Pei Sing
13.	MBSB Investment Bank Berhad (Date of admission: 1 January 2021)	1. Wan Hung See
		2. Lee Ming Wei
		3. Firdaus Nazila Binti Samsuni
14.	Mercury Securities Sdn Bhd (Date of admission: 1 January 2021)	1. Tan Tai Kim
14.		2. Yip Kah Weng
15.	NewParadigm Securities Sdn Bhd (Date of admission: 27 March 2025)	1. Ong Sook Ling
16.	Public Investment Bank Berhad (Date of admission: 1 January 2021)	1. Kenneth Lee Foo Chong
		2. Rachel Ong Ly-Shil
		3. Lim Jit Suan
		4. Kathy Khoo Sin Rong
17.	RHB Investment Bank Berhad (Date of admission: 1 January 2021)	1. Har Weng Pun
		2. Yong Lee Mei
		3. Chen Poh Ping
		4. Susie Hii King Bing
		5. Jasmine Binti Mohd Jamil
		6. Siew Chun Hooi
		7. Sharizuan Md Noor
		8. Hardy Fadzerus bin Wasli
18.	TA Securities Holdings Berhad (Date of admission: 1 January 2021)	1. Ku Mun Fong
		2. Shum Sze Ling
		3. Yeong Kar Ling
		4. Wilson Chiong Zhan Hua
		5. Chin Wai Kit
		6. Ng Sai Fai
		7. Chan Tze Kwang
		8. Wong Kah Jun
		9. Seah Boon Chin
		10. Chin Wai King
		11. Cheong Wen-Jie
		12. Abdul Mu’iz Bin Mustafa
		13. Wong Chan Han
		14. Chan Huan Yik
19.	UOB Kay Hian Securities (M) Sdn Bhd (Date of admission: 1 January 2021)	Tan Meng Kim
		Goh Yao Yen
		Nantha Kumar A/L Karuppannan
		Tan Heng Hooi
		Gian Fui Shi
		Loh Tze Kiong
		Kan Yip Wai

Updated as at 3 February 2026