Capital Markets and Services Act 2007 - Acts | Securities Commission Malaysia

Amendments

No	Act No	Title	Publication/C.I.F.	Remarks
1.	Act 1499	Capital Markets and Services (Amendment) Act 2015	15 September 2015 [P.U.(B)369/2015]	–
2.	Act A1437	Capital Markets And Services (Amendment) Act 2012	28 December 2012 [P.U.(B) 428/2012]	–
3.	Act A1406	Capital Markets And Services (Amendment) Act 2011	3 October 2011 [P.U.(B) 518/2011]	Except paragraph 25(a) of the Act
4.	Act A1370	Capital Markets And Services (Amendment) Act 2010	1 April 2010 [P.U.(B) 142/2010]	–

Regulation

No	Act No	Title	Publication/C.I.F.	Remarks
1.	15/2022	Capital Markets and Services (Private Retirement Scheme Industry)(Amendment) Regulations 2022	31 January 2022	-
2.	288/2021	Capital Markets and Services (Amendment) Regulations 2021	1 July 2021	Incorporating latest amendment – P.U.(A) 288/2021 (c.i.f. 1 July 2021)
3.	87/2018	Capital Markets and Services (Fees)(Amendment) Regulations 2018	5 April 2018	Incorporating latest amendment – P.U.(A) 87/2018 (c.i.f 5 April 2018)
4.	306/2017	Capital Markets and Services (Fees) (Amendment) Regulations 2017	10 October 2017	Incorporating latest amendment – P.U.(A) 306/2017 (c.i.f 10 October 2017)
5.	235/2016	Capital Markets and Services (Capital Market Compensation Fund)(Contribution)(Amendment) Regulations 2016	7 September 2016	Incorporating latest amendment – P.U.(A) 235/2016 (C.I.F : 7 September 2016)
6.	233/2016	Capital Markets and Services (Dispute Resolution)(Amendment) Regulations 2016	5 September 2016	Incorporating latest amendment – P.U.(A)233 /2016 (C.I.F: 5 September 2016)
7.	221/2016	Capital Markets and Services (Fees) (Amendment) Regulations 2016	15 August 2016	Incorporating latest amendment – P.U.(A) 221/2016 (CIF: 15 August 2016)
8.	111/2016	Capital Markets and Services (Amendment) Regulations 2016	27 April 2016	–
9.	81/2016	Capital Markets and Services (Capital Market Compensation Fund) (Contribution) (Exemption) Regulations 2016	31 March 2016	–
10.	121/2015	Capital Markets and Services (Private Retirement Scheme Industry)(Fees)(Amendment) Regulations 2015	15 June 2015	–
11.	118/2015	Capital Markets and Services (Fees) (Amendment) Regulations 2015	15 June 2015	–
12.	292/2014	Capital Markets and Services (Reporting of Substantial Shareholding) (Revocation) Regulations	7 November 2014	–
13.	328/2014	Capital Markets and Services (Capital Market Compensation Fund)(Contribution)(Amendment) Regulations 2014	12 December 2014	–
14.	474/2012	Capital Markets and Services Regulations 2012	28 December 2012	–
15.	480/2012	Capital Markets and Services (Capital Market Compensation Fund) Regulations 2012	28 December 2012	–
16.	482/2012	Capital Markets and Services (Capital Market Compensation Fund)(Contributions) Regulations 2012	28 December 2012	Incorporating latest amendment – P.U.(A) 328/2014 (CIF: 12 December 2014)
17.	483/2012	Capital Markets and Services (Fees) Regulations 2012	28 December 2012	Incorporating latest amendment – P.U.(A) 118/2015 (CIF: 15 June 2015)
18.	211/2012	Capital Markets and Services (Private Retirement Scheme Industry) (Fees) Regulations 2012	12 July 2012	–
19.	77/2012	Capital Markets and Services (Private Retirement Scheme Industry) Regulations 2012	19 March 2012	Incorporating latest amendment – P.U.(A) 15/2022 (CIF: 31 January 2022)
20.	7/2012	Capital Markets and Services (Securities Borrowing and Lending) Regulations 2012	9 January 2012	–
21.	88/2011	Capital Markets and Services (Fees) Regulations 2011	15 March 2011	Revoke by P.U. (A) 483/2012
22.	437/2010	Capital Markets and Services (Dispute Resolution) Regulations 2010	30 December 2010	–
23.	335/2010	Capital Markets and Services (Price Stabilization Mechanism) (Amendment) Regulations 2010	1 October 2010	–
24.		Capital Markets and Services (Price Stabilization Mechanism) Regulations 2008		Incorporating latest amendment – P.U.(A) 335/2010 & P.U. (A) 135/2009 (CIF: 1 October 2010)
25.	135/2009	Capital Markets And Services (Price Stabilization Mechanism) (Amendment) Regulations 2009	02 Apr 2009
26.	129/2009	Capital Markets And Services Regulations 2007 – Corrigendum	26 Mar 2009	Revoked by P.U. (A) 474/2012
27.	336/2007	Capital Markets and Services Regulations 2007	28 Sept 2007	Revoked by P.U. (A) 474/2012
28.	8/2008	Capital Markets and Services (Price Stabilization Mechanism) Regulations 2008	11 Jan 2008	–

Order

No	Act No	Title	Publication/C.I.F.	Remarks
1.	PU(A)58/2024	Capital Markets and Services (Prescription for Non-Application)(Real Estate Investment Trusts) Order 2024	26 February 2024	-
2.	PU(A) 41/2024	Capital Markets and Services (Amendment of Schedules 5, 6 and 7) Order 2024	5 February 2024	-
3.	70/2023	Capital Markets and Services (Prescription of Securities)(Commodity Warrants) 2023	18 March 2023	-
4.	289/2021	Capital Markets and Services (Amendment of Schedules 5, 6 and 7) Order 2021	1 July 2021	–
5.	197/2019	Capital Markets and Services (Capital Market Compensation Fund)(Contribution)(Amendment) Order 2019	18 July 2019	Incorporating latest amendment – P.U.(A) 197/2019 (C.I.F 18 July 2019
6.	12/2019	Capital Markets And Services (Prescription Of Securities) (Digital Currency And Digital Token) Order 2019	15 January 2019	–
7.	88/2018	Capital Markets and Services (Prescription for Excluded Offers and Invitations and Excluded Issues for Seasoned Bonds) Order 2018	5 April 2018	–
8.	89/2018	Capital Markets and Services (Amendment of Schedule 6 and 7) Order 2018	5 April 2018	Incorporating latest amendment – P.U.(A) 89/2018 C.I.F 5 April 2018
9.	22/2018	Capital Markets and Services (Amendment of Schedule 5) Order 2018	1 April 2018	Incorporating latest amendment – P.U.(A) 22/2018 C.I.F 1 April 2018
10.	390/2017	Capital Markets and Services (Prescription of Securities and Islamic Securities)(Investment Note and Islamic Investment Note)(Amendment) Order 2017	22 December 2017	Incorporating latest amendment – P.U.(A) 390/2017 C.I.F 22 December 2017
11.	133/2017	Capital Markets and Services (Amendment of Schedules 2 and 3 Order 2017)	18 May 2017	Incorporating latest amendment – P.U.(A) 133/2017 C.I.F 18 May 2017
12.	126/2016	Capital Markets and Services (Prescription of Securities and Islamic Securities) (Investment note and Islamic Investment Note) Order 2016	16 May 2015	–
13.	212/2015	Capital Markets and Services (Amendment of Schedule 3) Order 2015	15 September 2015	–
14.	120/2015	Capital Markets and Services (Non-Application of Division 5 of Part VI)(Wholesale Fund)(Amendment) Order 2015	15 June 2015	–
15.	119/2015	Capital Markets and Services (Amendment of Schedules 5, 6, 7 and 8) Order 2015	15 June 2015	–
16.	481/2012	Capital Markets and Services (Amendment of Schedules 5,6 and 7) Order 2012	28 December 2012	–
17.	479/2012	Capital Markets and Services (Prescription of Capital Market Product) (Islamic Capital Market Product) Order 2012	27 December 2012	Revoked
18.	478/2012	Capital Markets and Services (Prescription of Islamic Securities) Order 2012	28 December 2012	Revoked
19.	477/2012	Capital Markets and Services (Non-Application of Division 5 of Part VI) (Whosale Fund) Order 2012	28 December 2012	–
20.	476/2012	Capital Markets and Services (Non-Application of Division 5 of Part VI) (Business Trust) Order 2012	28 December 2012	–
21.	475/2012	Capital Markets and Services (Amendment of Schedule 2) Order 2012	28 December 2012	–
22.	473/2012	Capital Markets and Services (Amendment of Schedule 8) Order 2012	28 December 2012	–
23.	337/2011	Capital Markets and Services (Index Warrants) Order 2011	4 October 2011	–
24.	336/2011	Capital Markets and Services (Amendment of Schedule 1, 2, 3 and 4) Order 2011	4 October 2011	–
25.	287/2009	Capital Markets And Services (Amendment Of Schedule 5) Order 2009 Frequently Asked Questions	3 August 2009
26.	128/2009	Capital Markets And Services (Amendment Of Schedule 3 And 4) Order 2009	26 Mar 2009
27.	65/2009	Capital Markets And Services (Amendment of Schedule 4) Order 2009	20 Feb 2009
28.	66/2009	Capital Markets And Services (Non-Application Of Subsection 98(1)) (Exchange Traded Funds) Order 2009	20 Feb 2009
29.	440/2008	Capital Markets And Services (Non-Application Of Division 5 Of Part VI) (Islamic Bank) Order 2008	05 Dec 2008	Revoke by P.U. (A) 477/2012
30.	439/2008	Capital Markets And Services (Non-Application Of Division 5 Of Part VI) (Fund Management) Order 2008	05 Dec 2008	Revoke by P.U. (A) 477/2012
31.	263/2008	Capital Markets and Services (Amendment of Schedule 8) Order 2008	01 August 2008
32.	11/2008	Capital Markets And Services (Non-Application Of Division 5 Of Part VI) Order 2008	18 Jan 2008
33.	12/2008	Capital Markets And Services (Disapplication Of Division 5 Of Part VI) (Amendment) Order 2008	18 Jan 2008	Revoked by P.U. (A) 439/2008

Declaration

No	Act No	Title	Publication/C.I.F.	Remarks
1.	P.U.(B) 30/2011	Declaration of Federation of Investment Managers Malaysia to be a Recognised Self-Regulatory Organisation	–	–

Appointment of Date of Coming Into Operation

No	Act No	Title	Publication/C.I.F.	Remarks
1.	P.U.(B) 369/2015	Capital Markets and Services (Amendment) Act 2015	15 September 2015	–
2.	P.U.(B) 395/2013	Capital Market and Services (Amendment) Act 2011	3 October 2013	–
3.	P.U.(B) 428/2012	Capital Markets and Services (Amendment) Act 2012	28 December 2012	–
4.	P.U.(B) 518/2011	Capital Markets and Services (Amendment) Act 2011	3 October 2011	Except paragraph 25(a) of the Act
5.	P.U.(B) 142/2010	Capital Markets And Services (Amendment) Act 2010	1 April 2010
6.	P.U. (B) 143/2010	Capital Markets And Services Act 2007	1 April 2010	1 April 2010 – as the date on which the provision in Division 2 of Part VI of the Act comes into operation.
7.	P.U. (B) 342/2007	Capital Markets And Services Act 2007	28 Sept 2007	c.i.f : 28 September 2007[P.U.(B) 342/2007 – all the provisions of the Act comes into operation except Division 2 of Part VI of the Act.]